| CERRO RESOURCES NL (TSXV:CJO) | Stifel Nicolaus | N/A | N/A | 2013-01-07 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Others | 投機性買入 | N/A | 2012-12-14 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Stifel Nicolaus | 買入 | 0.25 | 2012-10-29 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Others | 買入 | N/A | 2012-10-23 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Others | N/A | N/A | 2012-09-29 |  |
| Balmoral Resources Ltd. (TSXV:BAR) | Others | N/A | N/A | 2012-06-20 |  |
| MAG Silver Corp. (NYSE.A:MVG) (TSX:MAG) | Clarus Securities | N/A | N/A | 2012-05-14 |  |
| Abzu Gold Ltd. (TSXV:ABS) | Others | N/A | 1.08 | 2012-05-08 |  |
| NioCorp Developments Ltd (TSXV:NB) | Others | N/A | N/A | 2012-05-01 |  |
| Abzu Gold Ltd. (TSXV:ABS) | Others | N/A | N/A | 2012-04-20 |  |
| South American Silver CP (TSX:SAC) | Others | N/A | N/A | 2012-04-17 |  |
| South American Silver CP (TSX:SAC) | Others | N/A | N/A | 2012-04-17 |  |
| Abzu Gold Ltd. (TSXV:ABS) | Others | N/A | N/A | 2012-04-09 |  |
| SilverCrest Mines Inc. (TSXV:SVL) | Jennings Capital | N/A | N/A | 2012-03-20 |  |
| SilverCrest Mines Inc. (TSXV:SVL) | Jennings Capital | 優於平均 | 6.50 | 2012-03-13 |  |
| SilverCrest Mines Inc. (TSXV:SVL) | Canaccord Adams | 投機性買入 | 5.75 | 2012-02-29 |  |
| SilverCrest Mines Inc. (TSXV:SVL) | Others | N/A | N/A | 2012-01-30 |  |
| Abzu Gold Ltd. (TSXV:ABS) | Clarus Securities | N/A | N/A | 2012-01-19 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Stifel Nicolaus | 買入 | 0.30 | 2011-12-20 |  |
| CERRO RESOURCES NL (TSXV:CJO) | Others | 買入 | 0.30 | 2011-11-10 |  |